Party: Chancehunt Warwolf No.1 Private Investment Fund

From May 8, 2019 to May 16, 2019, Chancehunt Warwolf No.1 Private Investment Fund’s account frequently placed and canceled orders, but not for the purpose of the transaction, and conducted transactions contrary to the false placement.

The above-mentioned conducts have violated the provision in Article 29, paragraph 1, section 4 of the Implementation Rules for the Handling of Violations of Shanghai International Energy Exchange, which is not intended for the purpose of the transaction or knowingly declared that the order cannot be executed, still maliciously or continuously enters the trading order to affect or attempt to affect the futures trading price, disrupt the market order or transfer funds.

 Accordingly, Shanghai International Energy Exchange decides to give Chancehunt Warwolf No.1 Private Investment Fund a reprimand, forfeit the illegal earnings of RMB 341,480.00 in Chancehunt Warwolf No.1 Private Investment Fund’s account.

Relevant futures companies should strengthen the client compliance education, as well as the monitoring and management of online trading, and prevent the recurrence of similar incidents.

The resolution decisions of rule violation will be recorded in the Securities and Futures Market Credit File Database.

Shanghai International Energy Exchange

December 14 , 2020