To further enhance the eligibility management of traders and regulate relevant business processes, the Shanghai International Energy Exchange has formulated the Operational Guidelines for the Futures Trader Eligibility Rules of the Shanghai International Energy Exchange (“Operational Guidelines”) (Appendix 1) in accordance with the General Exchange Rules of the Shanghai International Energy Exchange and the Futures Trader Eligibility Rules of the Shanghai International Energy Exchange. The Operational Guidelines is hereby released.

With respect to the requirement of filing trading codes associated with trading privileges obtained by clients, each account opening institution may send a completed Information Form for Trading Privileges in Eligible Products for Clients (Appendix 2) to client.ine@ine.cn due to adjustments to be made to relevant systems. A new method for filing of trading codes will be separately notified after the completion of such adjustments.

The Chinese versions of the Operational Guidelines can be found on the Chinese Website. In the event of any inconsistency between the Chinese version and English translation, the Chinese version shall prevail.

Appendix：

1.Operational Guidelines for the Futures Trader Eligibility Rules of the Shanghai International Energy Exchange

2．Information Form for Trading Privileges in Eligible Products for Clients

Disclaimer: The guidelines of the Shanghai International Energy Exchange are made in Chinese. The English version of such guidelines is for reference only and shall have no legal effect.

Shanghai International Energy Exchange

May 30, 2019