Shanghai International Energy Exchange (hereinafter referred to as “INE”) has been on continuous efforts in investigating and penalizing violations of relevant rules and regulations, so as to strengthen the risk management of the futures market, regulate the futures trading activities and protect the legitimate rights and interests of futures market participants. The enforcement against such violations in Feburary 2019 is listed as follows:

In the aspect of administration of abnormal trading behaviors,INE has dealt with a total of six cases of abnormal trading behaviors, among which six cases were were frequent order cancellations.The Exchange has separately notified six relevant members of the above mentioned abnormal trading behaviors by phone.                                                     

In the aspect of identification and coordination of accounts with actual control relationship, INE has identified 2 groups of 4 clients that have reported the actual control relationship and urged 6 groups of 20 clients to cooperate with the investigation of the actual control relationship.

In the aspect of examining three cases suspected of violating trading rules and has talked with one client.Found no violation.

INE hereby notifies as the above.

Shanghai International Energy Exchange

                          March  8, 2019