Shanghai International Energy Exchange (hereinafter referred to as “INE”) has been on continuous efforts in investigating and penalizing violations of relevant rules and regulations, so as to strengthen the risk management of the futures market，regulate the futures trading activities and protect the legitimate rights and interests of futures market participants. The enforcement against such violations in September 2022 are listed as follows:

In the aspect of administration of abnormal trading behaviors，INE has dealt with a total of 5 cases，all were self-trades. INE has separately notified the relevant clients by phone through the members.

In the aspect of identification and cooperative investigation of accounts with actual control relationship，INE has identified 56 groups of 121 clients that exist the actual control relationship to cooperate with the investigation of the actual control relationship and urged 2 groups of 10 clients to cooperate with the investigation of the actual control relationship.

In the aspect of inspecting cases violating trading rules，INE has dealt with 4 cases suspected of violation trading rules， of which 3 cases were suspected of accommodation trade，1 case was exceeding the position limit during delivery month.

INE reminds investors to be in compliance with its rules in the trading activities and report accounts with actual control relationship.

INE hereby notifies as the above.

Shanghai International Energy Exchange
October 17，2022