Shanghai International Energy Exchange (hereinafter referred to as “INE”) has been on continuous efforts in investigating and penalizing violations of relevant rules and regulations, so as to strengthen the risk management of the futures market，regulate the futures trading activities and protect the legitimate rights and interests of futures market participants. The enforcement against such violations in May 2022 are listed as follows:

In the aspect of administration of abnormal trading behaviors，INE has dealt with a total of 1 case，which was self-trade. INE has separately notified the relevant clients by phone through the members.

In the aspect of identification and cooperative investigation of accounts with actual control relationship，INE has identified 88 groups of 224 clients that exist the actual control relationship to cooperate with the investigation of the actual control relationship.

In the aspect of inspecting cases violating trading rules，INE has dealt with 5 cases suspected of violation trading rules， of which 1 case was price fluctuation caused by self-trade，3 cases were suspected of accommodation trades，1 case was clients existing actual control relationship but have not reported.

INE reminds investors to be in compliance with its rules in the trading activities and report accounts with actual control relationship.

INE hereby notifies as the above.

Shanghai International Energy Exchange
July 13，2022