Concerning party:

Xie Jianping, born in Xiamen, Fujian Province, in 1962.

From July to November, 2023, Xie Jianping has repeatedly refused to cooperate with the Shanghai International Energy Exchange (INE)’s investigation, and without justifiable reasons, failed to be investigated at the time and in the manner required by INE.
The above-mentioned behavior has violated the provision in Article 42, paragraph 1, section 1 and 2 of the Enforcement Rules of the Shanghai International Energy Exchange.
Accordingly, INE decides to:
1. Give Xie Jianping a public censure, and
2. Order to make corrections, suspend the position opening and trading by Xie Jianping for 9 months from the day after receiving the decision on rule violations.
Relevant futures companies should strengthen the client compliance education, as well as the monitoring and management of online trading, and prevent the recurrence of similar incidents. The resolution decisions of rule violation will be recorded in the Securities and Futures Market Credibility File Database.

Shanghai International Energy Exchange
August 27, 2024